We understand that dealing with stock ownership and equity compensation can all be challenging topics to understand on your own. Whether you need assistance looking into stock options or you want to learn more about executive equity compensation, our financial advisors are here to help.

We often help clients:

• Understand the investment options in their 401(k), 403(b), or 457 retirement plans
• Analyze equity-based compensation including Incentive Stock Options (ISOs), Non-Qualified Stock Options (NQSOs), Restricted Stock Units (RSUs), and Employee Stock Purchase Plans (ESPP)
• Understand 83(b) election and Net Unrealized Appreciation (NUA) opportunities
• Coordinate, strategize, and execute 10b5-1 plans
• Manage concentrated stock positions
• Plan for liquidity events, such as mergers, buyouts, IPOs, or sales of closely held businesses
• Determine contribution and payout strategies for deferred compensation programs

Whether you want us to analyze incentive stock options, review restricted stock units, or help you with other equity compensation management needs, our team is ready to assist.